Law of Corporate Finance and Securities Regulation

UNIT – I:

(1). Public Issue of Shares

(i) Prospectus

(ii) Remedies for misrepresentation

(iii) SEBI and Stock Exchange guidelines

(2). Share Capital

(i) Nature and Kind of Shares

(ii) Transfer, Transmission, Surrender and forfeiture of Shares

(iii) Purchase by Company of its own shares

(iv) Issue of shares at premium and discount

(v) SEBI Guidelines

UNIT – II:

(1). Shareholders’ Rights (Various rights of shareholders and variation of shareholders rights.

(2). Debentures; Difference between Share and Debentures; Kinds of Debenture; Remedies of Debenture Holder; Company Charges.

UNIT – III:

(1). Insider Trading; SEBI’s Guidelines on Insider Trading

(2). Securities and Exchange Board of India (SEBI): Constitution, Powers and Functions

UNIT – IV:

(1). Reconstruction, Amalgamation and Take Over: Provisions in Company Law and SEBI Guidelines

(2). Auditors: (i) Appointment, powers, duties and removal of auditors (ii) Special Audit (iii) Director Responsibility statement in Board Report (iv) National Advisory Committee on Accounting Standards