Masters in Economics, FRM Level-I candidate, Strong background in Retail financing, thorough understanding of financial instruments Experienced in mitigating Compliance risks - primarily Operational Risks Experienced in handling Independence Requirements queries for entities under SEC, US Regulatory bodies and other professional bodies such as PCAOB, AICPA clients etc. (Operational Risk & Regulatory Compliance) Trying to leverage my knowledge & expertise from the Finance domain to grab opportunities within the industry.